Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-139433

MOODYS CORP /DE/ · MCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Robert Fauber
Officer — President-MIS
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockAug 30, 2016M1,152$38.61A41,823D
Common StockAug 30, 2016S1,152$107.50D40,671D
Common StockAug 30, 2016M188$38.07A40,859D
Common StockAug 30, 2016S188$107.50D40,671D
Common StockAug 31, 2016M1,345$30.01A42,016D
Common StockAug 31, 2016S1,345$108.17D40,671D
Common StockAug 31, 2016M625$72.715A41,296D
Common StockAug 31, 2016S625$108.17D40,671D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Employee Stock Option (right to buy)F3$38.61Aug 30, 2016M1,152DFeb 13, 2013Feb 13, 2022Common Stock1,1520D
Employee Stock Option (right to buy)F3$38.07Aug 30, 2016M188DFeb 12, 2009Feb 12, 2018Common Stock1880D
Employee Stock Option (right to buy)F3$30.01Aug 31, 2016M1,345DFeb 8, 2012Feb 8, 2021Common Stock1,3450D
Employee Stock Option (right to buy)F3$72.715Aug 31, 2016M625DFeb 12, 2008Feb 12, 2017Common Stock6250D

Explanation of responses