SEC Form 4 · accession 0001209191-16-136541

· MCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Moody's Analytics

Period of report

Aug 10, 2016

Accepted (ET)

Aug 11, 2016 · 4:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001059556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 10, 2016	M	65,344	$25.37	A	204,733	D
Common Stock^F1	Aug 10, 2016	S	65,344	$103.614	D	139,389	D
Common Stock	Aug 10, 2016	M	22,750	$72.715	A	162,139	D
Common Stock^F2	Aug 10, 2016	S	22,750	$103.767	D	139,389	D
Common Stock^F3	holding	—	—		—	17,480	I	401-K

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock option (right to buy)^F4	$25.37	Aug 10, 2016	M	65,344	D	Feb 10, 2010	Feb 10, 2019	Common Stock	65,344	0	D
Employee stock option (right to buy)^F4	$72.715	Aug 10, 2016	M	22,750	D	Feb 12, 2008	Feb 12, 2017	Common Stock	22,750	0	D

F1The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $103.50 to $103.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $103.52 to $104.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3As of last statement dated June 30, 2016.
F4One fourth of the options vested each year beginning with the date indicated.