Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-136076

MOODYS CORP /DE/ · MCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Robert Fauber
Officer — President-MIS
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockAug 8, 2016M8,856$38.61A49,527D
Common StockAug 8, 2016S8,856$104.76D40,671D
Common StockAug 8, 2016M1,345$38.61A42,016D
Common StockAug 8, 2016S1,345$105.00D40,671D
Common StockAug 8, 2016M1,345$30.01A42,016D
Common StockAug 8, 2016S1,345$104.76D40,671D
Common StockAug 8, 2016M625$72.715A41,296D
Common StockAug 8, 2016S625$104.487D40,671D
Common StockAug 8, 2016M5,000$72.715A45,671D
Common StockAug 8, 2016S5,000$104.76D40,671D
Common StockAug 8, 2016M625$72.715A41,296D
Common StockAug 8, 2016S625$105.00D40,671D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Employee Stock Option (right to buy)F3$38.61Aug 8, 2016M10,201DFeb 13, 2013Feb 13, 2022Common Stock10,2010D
Employee Stock Option (right to buy)F3$30.01Aug 8, 2016M1,345DFeb 8, 2012Feb 8, 2021Common Stock1,3450D
Employee Stock Option (right to buy)F3$72.715Aug 8, 2016M6,250DFeb 12, 2008Feb 12, 2017Common Stock6,2500D

Explanation of responses