SEC Form 4 · accession 0001209191-16-131572
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Fauber
Officer — President-MIS
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $94.18 | Jul 1, 2016 | A | 3,217 | A | Jul 1, 2017 | Jul 1, 2026 | Common Stock | 3,217 | 3,217 | D |
Explanation of responses
- F1One fourth of the options vest each year beginning with the date indicated.