SEC Form 4 · accession 0001209191-16-099219
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Westlake
Officer — SVP & Chief HR Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $80.81 | Feb 12, 2016 | A | 12,211 | A | Feb 12, 2017 | Feb 12, 2026 | Common Stock | 12,211 | 12,211 | D |
Explanation of responses
- F1One fourth of the options vest each year beginning with the date indicated.