SEC Form 4 · accession 0001209191-15-066283
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blair Worrall
Officer — SVP-Ratings Delivery and Data
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 5,487 | $25.37 | A | 16,037 | D | |
| Common Stock | Aug 14, 2015 | S | 5,487 | $110.06 | D | 10,550 | D | |
| Common Stock | Aug 14, 2015 | M | 5,000 | $63.09 | A | 15,550 | D | |
| Common Stock | Aug 14, 2015 | S | 5,000 | $110.06 | D | 10,550 | D | |
| Common StockF1 | holding | — | — | — | 613 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $25.37 | Aug 14, 2015 | M | 5,487 | D | Feb 10, 2010 | Feb 10, 2019 | Common Stock | 5,487 | 0 | D |
| Employee Stock Options (right to buy)F2 | $63.09 | Aug 14, 2015 | M | 5,000 | D | Feb 8, 2007 | Feb 8, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1As of last statement dated June 30, 2015.
- F2One fourth of options vest each year beginning with the date indicated.