SEC Form 4 · accession 0001209191-15-065199

· MCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Risk Officer

Period of report

Aug 10, 2015

Accepted (ET)

Aug 11, 2015 · 4:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001059556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 10, 2015	M	5,800	$38.07	A	60,394	D
Common Stock^F1	Aug 10, 2015	S	5,800	$111.467	D	54,594	D
Common Stock	Aug 10, 2015	M	9,000	$63.09	A	63,594	D
Common Stock^F2	Aug 10, 2015	S	9,000	$111.485	D	54,594	D
Common Stock	Aug 10, 2015	M	8,500	$72.715	A	63,094	D
Common Stock^F3	Aug 10, 2015	S	8,500	$111.518	D	54,594	D
Common Stock^F4	holding	—	—		—	0	I	401-K

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (right to buy)^F5	$38.07	Aug 10, 2015	M	5,800	D	Feb 12, 2009	Feb 12, 2018	Common Stock	5,800	D
Employee Stock Option (right to buy)^F5	$63.09	Aug 10, 2015	M	9,000	D	Feb 8, 2007	Feb 8, 2016	Common Stock	9,000	D
Employee Stock Option (right to buy)^F5	$72.715	Aug 10, 2015	M	8,500	D	Feb 12, 2008	Feb 12, 2017	Common Stock	8,500	D

F1The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $111.45 to $111.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $111.45 to $111.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $111.45 to $111.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4As of last statement dated June 30, 2015.
F5One fourth of the options vested each year beginning with the date indicated.