SEC Form 4 · accession 0001209191-15-064874
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Almeida
Officer — President, Moody's Analytics
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 1,500 | $63.09 | A | 135,687 | D | |
| Common StockF1 | Aug 6, 2015 | S | 1,500 | $110.502 | D | 134,187 | D | |
| Common StockF2 | holding | — | — | — | 17,139 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $63.09 | Aug 6, 2015 | M | 1,500 | D | Feb 8, 2007 | Feb 8, 2016 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.50 to $110.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2As of last statement dated June 30, 2015.
- F3One fourth of the options vested each year beginning with the date indicated.