SEC Form 4 · accession 0001209191-15-041073
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Fauber
Officer — SVP-Corp & Comm Development
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 2,178 | $50.905 | A | 39,578 | D | |
| Common Stock | May 8, 2015 | S | 2,178 | $108.056 | D | 37,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F1 | $50.905 | May 8, 2015 | M | 2,178 | D | Oct 3, 2006 | Oct 2, 2015 | Common Stock | 2,178 | 0 | D |
Explanation of responses
- F1One fourth of options vest each year beginning with the date indicated.