SEC Form 4 · accession 0001209191-15-022198
MOODYS CORP /DE/ · MCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blair Worrall
Officer — SVP-Ratings Delivery and Data
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | A | 5,046 | $96.72 | A | 16,783 | D | |
| Common StockF2 | Mar 2, 2015 | F | 2,433 | $96.72 | D | 14,350 | D | |
| Common StockF3 | Mar 3, 2015 | S | 3,800 | $95.382 | D | 10,550 | D | |
| Common StockF4 | holding | — | — | — | 610 | I | 401-K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Receipt of shares acquired upon settlement of 2012-2014 Performance Shares.
- F2Disposition of vested performance accelerated restricted stock and vested performance shares.
- F3The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $95.38 to $95.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4As of last statement dated December 31, 2014.