SEC Form 4 · accession 0001059272-15-000052
bebe stores, inc. · BEBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liyuan Woo
Officer — CHIEF FINANCIAL OFFICER
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2015 | A | 11,500 | $0.00 | A | 28,083 | D | |
| Common Stock | Sep 8, 2015 | D | 4,634 | $1.14 | D | 23,449 | D | |
| Common Stock | Sep 8, 2015 | D | 9,267 | $1.1393 | D | 14,182 | D | |
| Common StockF2 | Sep 8, 2015 | A | 23,000 | $0.00 | A | 37,182 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting was preconditioned on achievement of various performance factors during the performance period as prescribed by the Board of Directors. RSUs convert one-to-one to shares of common stock at the rate of 1/3 on the first anniversary from date of grant, 1/3 on the second anniversary, and 1/3 on the third anniversary from the date of grant.
- F2RSU's convert one-to-one to shares of common stock upon settlement, subject to a 3 year time-based vesting with 1/3 on the first, 1/3 on the second and 1/3 on the third anniversaries of the date of grant.