SEC Form 4 · accession 0001059272-15-000044
bebe stores, inc. · BEBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren Horvath
Officer — CONTROLLER/ PAO
Period of report
Oct 3, 2014
Accepted (ET)
Sep 2, 2015 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $2.34 | Oct 3, 2014 | A | 22,321 | A | — | — | Common Stock | 22,321 | 22,321 | D |
| Performance based Restricted Stock UnitsF3,F4 | — | Oct 3, 2014 | A | 17,943 | A | — | — | Common Stock | 17,943 | 17,943 | D |
| Restricted Stock UnitsF5,F6 | — | Oct 3, 2014 | A | 8,971 | A | — | — | Common Stock | 8,971 | 8,971 | D |
Explanation of responses
- F1The Option becomes exercisable at the rate of 25% on each of the first, second, third, and fourth anniversaries from date of grant.
- F210/03/2024
- F3Each performance based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer subject to the achievement of the performance conditions.
- F4PSUs convert into shares of common stock of the Issuer at the rate of 25% on each of the first, second, third and fourth anniversary of the grant date.
- F5Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.
- F6RSUs convert into shares of common stock of the Issuer at the rate of 25% on each of the first, second, third and fourth anniversary of the grant date.