SEC Form 4 · accession 0001171843-18-005126
SP Plus Corp · SP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hagerman
Officer — Executive Vice President
Period of report
Jul 6, 2018
Accepted (ET)
Jul 10, 2018 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 6, 2018 | F | 4,204 | $37.6766 | D | 46,742 | D | |
| Common StockF4 | holding | — | — | — | 160 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 1, 2018, the reporting person had 14,000 restricted stock units (RSUs) that vested and were settled in shares of SP Plus common stock. Each RSU constitutes the right to receive a distribution of one share of SP Plus common stock. Upon the vesting of these RSUs, the reporting person automatically sold, solely for purposes of satisfying the resulting tax-withholding obligations, a number of shares of SP Plus common stock sufficient to enable the reporting person to satisfy such tax-withholding obligations.
- F2Includes 28,000 restricted stock units previously granted to the reporting person.
- F3The reporting person holds the shares in a joint account with his wife.
- F4The reporting person disclaims beneficial ownership of the shares held by his wife.