SEC Form 4 · accession 0001510001-18-000002
BEXIL INVESTMENT TRUST · BXSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bexil Securities LLC
Other
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 10:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest | Nov 1, 2018 | J | 435,000 | $10.80 | D | 646,969 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a distribution and transfer of shares from Reporting Person to Bexil Corporation. Reporting Person is a wholly owned subsidiary of Bexil Corporation.
Remarks
The Reporting Person may be deemed to be an affiliate of the registered investment adviser of the Issuer.