SEC Form 4 · accession 0001510001-15-000055
BEXIL INVESTMENT TRUST · BXSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bexil Securities LLC
Other
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest | Nov 6, 2015 | J | 230,154 | $11.62 | A | 759,162 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares received from the exercise of Rights pursuant to the Issuer's Rights Offering dated September 28, 2015 and expired on October 30, 2015.
Remarks
The Reporting Person may be deemed to be an affiliate of the registered investment adviser of the Issuer.