SEC Form 4 · accession 0001023714-18-000001
BEXIL INVESTMENT TRUST · BXSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BEXIL CORP
Other
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest | Nov 1, 2018 | J | 435,000 | $10.80 | A | 435,000 | D | |
| Shares of Beneficial Interest | Nov 1, 2018 | J | 435,000 | $10.80 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a distribution and transfer of shares from Bexil Securities LLC to Reporting Person. Bexil Securities LLC is a wholly owned subsidiary of Reporting Person.
- F2Represents an in-kind capital contribution of shares from Reporting Person to Bexil Advisers LLC. Bexil Advisers LLC is a wholly owned subsidiary of Reporting Person.
Remarks
The registered investment adviser of the Issuer is a wholly owned subsidiary of the Reporting Person.