SEC Form 4 · accession 0001018500-18-000001
BEXIL INVESTMENT TRUST · BXSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Bassett Winmill
Officer — See "Explanation of Responses" · Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 9:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest | Feb 9, 2018 | J | 4,120 | $14.20 | A | 16,029 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares received from the exercise of Rights and oversubscription pursuant to the Issuer's Rights Offering that expired on January 26, 2018.
Remarks
The Reporting Person is a director, president, chief executive officer, and chief legal officer of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates. Additionally, the Reporting Person is a portfolio manager of the Issuer.