SEC Form 4 · accession 0001018500-15-000001
BEXIL INVESTMENT TRUST · BXSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Bassett Winmill
Officer — President · Director · Other
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest | Nov 6, 2015 | J | 3,334 | $11.62 | A | 11,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares received from the exercise of Rights pursuant to the Issuer's Rights Offering dated September 28, 2015 and expired on October 30, 2015.
Remarks
The Reporting Person is a director and officer of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates. The Reporting Person also manages the portfolio of the Issuer.