SEC Form 4 · accession 0001209191-17-064165
Greystone Housing Impact Investors LP · GHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Y Roskens
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 6, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001059142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Beneficial Unit CertificatesF2 | Dec 5, 2017 | G | 835 | $0.00 | A | 2,687 | I | By Self as Trustee for Mary Carolyn Roskens Trust |
| Beneficial Unit CertificatesF2 | Dec 5, 2017 | G | 835 | $0.00 | A | 2,687 | I | By Self as Trustee for Charles Michael Roskens Trust |
| Beneficial Unit Certificates | holding | — | — | — | 73,746 | D | ||
| Beneficial Unit CertificatesF1 | holding | — | — | — | 464,992 | I | By Burlington Capital LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Roskens has a beneficial ownership interest in, and is a Manager, Chairman, President and Chief Executive Officer of, Burlington Capital LLC and is deemed to have a pecuniary interest in the Beneficial Unit Certificates due to her ownership interest in Burlington Capital LLC.
- F2The Beneficial Unit Certificates were received by the Mary Carolyn Roskens Trust and the Charles Michael Roskens Trust as a bona fide gift from Michael B. Yanney. Lisa Y. Roskens is the Trustee for each of the Trusts and has Voting Power for each. As such, she is deemed to have a pecuniary interest in the Beneficial Unit Certificates held by each Trust.