SEC Form 4 · accession 0001704201-18-000004
GUARANTY BANCSHARES INC /TX/ · GNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall R. Kucera
Officer — VP and General Counsel
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 2,000 | $24.00 | A | 3,000 | D | |
| Common StockF1 | holding | — | — | — | 23,941 | I | By Issuer KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3,F2 | $24.00 | Aug 1, 2018 | M | 2,000 | D | — | Oct 15, 2022 | Common Stock | 2,000 | 6,000 | D |
Explanation of responses
- F1Reflects additional shares allocated to participant's KSOP account since date of last report.
- F2Options vest ratably in annual installments over a period of five (5) years from the grant date, 10/15/2014.
- F3Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.