SEC Form 4/A · accession 0001058867-17-000004
GUARANTY BANCSHARES INC /TX/ · GNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William D. Priefert
Director
Period of report
May 12, 2017
Accepted (ET)
Jun 15, 2017 · 10:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2017 | P | 5,000 | $27.00 | A | 97,560 | I | By Bill and Shayne Priefert Family Trust, of which Reporting Person is trustee |
| Common Stock | holding | — | — | — | 96,996 | I | By Priefert Retirement Trust, of which Reporting Person is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock of Issuer purchased through a directed share program in connection with the initial public offering of the Issuer's common stock, which closed on May 12, 2017. The share were purchased at the initial public offering price of $27.00 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the initial public offering.
- F2This amended Form 4 is being filed in order to disclose that the 5,000 shares of Issuer common stock purchased by the Reporting Person under the Issuer's directed share program were purchased by the Bill and Shayne Priefert Family Trust, rather than the Reporting Person directly as disclosed on the original Form 4 filed on May 15, 2017.