SEC Form 4 · accession 0000899243-17-013151
GUARANTY BANCSHARES INC /TX/ · GNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Weldon C. Miller
Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 12, 2017 | P | 1,000 | $27.00 | A | 168,744 | D | |
| COMMON STOCK | holding | — | — | — | 118,094 | I | By Everybody's Furniture Company Profit Sharing Plan & Trust, of which Reporting Person is trustee | |
| COMMON STOCK | holding | — | — | — | 153,848 | I | By JoAnn Miller Trust, of which Reporting Person's spouse is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock of Issuer purchased through a directed share program in connection with the intial public offering of the Issuer's common stock, which closed on May 12, 2017. The shares were purchased at the initial public offering price of $27.00 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the initial public offering.