SEC Form 3 · accession 0000899243-17-012426
GUARANTY BANCSHARES INC /TX/ · GNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A. Cowell
Officer — Chm. & EVP-Guaranty Bank&Trust
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 18,948 | D | ||
| Common Stock | holding | — | — | — | 10,110 | I | By RBC Capital Markets LLC, as custodian for Reporting Person | |
| Common Stock | holding | — | — | — | 2,197 | I | By Issuer KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $23.00 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 20,000 | — | D |
Explanation of responses
- F1Options vest ratably in annual installments over a period of five (5) years from the grant date, 4/15/2015.