SEC Form 3 · accession 0000899243-17-012239
GUARANTY BANCSHARES INC /TX/ · GNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clifton A. Payne
Officer — Senior EVP/CFO · Director
Period of report
May 8, 2017
Accepted (ET)
May 8, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 80,000 | D | ||
| Common Stock | holding | — | — | — | 131,901 | I | By Issuer KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $24.00 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 25,000 | — | D |
Explanation of responses
- F1Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014.