SEC Form 4 · accession 0001140361-18-009955
IMMERSION CORP · IMMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Marie Peters
Officer — GC&VP,IP Licensing&LegalAffrs
Period of report
Feb 23, 2018
Accepted (ET)
Feb 23, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | M | 4,400 | $4.95 | A | 62,305 | D | |
| Common Stock | Feb 23, 2018 | S | 10,443 | $12.00 | D | 51,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F2 | $4.95 | Feb 23, 2018 | M | 4,400 | D | — | Jan 15, 2019 | Common Stock | 4,400 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2017.
- F2The stock option grant is 100% vested and exercisable.