SEC Form 4 · accession 0001493152-17-006136
NextPlat Corp · NXPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Phipps
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058307
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $0.01 | May 31, 2017 | A | 5,000,000 | A | — | May 31, 2027 | Common Stock | 5,000,000 | 15,000,000 | D |
Explanation of responses
- F1The subject options fully vested upon date of grant.