SEC Form 4/A · accession 0001415889-15-000715
NextPlat Corp · NXPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Rector
Officer — CHIEF FINANCIAL OFFICER · Director · 10% Owner
Period of report
Feb 19, 2015
Accepted (ET)
Mar 2, 2015 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | A | 850,000 | $0.00 | A | 850,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $0.05 | Feb 19, 2015 | A | 2,150,000 | A | — | Feb 19, 2022 | Common Stock | 2,150,000 | 2,150,000 | I |
Explanation of responses
- F1The purpose of this amendment is to disclose that The David Stephen Group LLC was issued 850,000 shares of common stock and options to purchase 2,150,000 shares of common stock on February 19, 2015, not that Mr. Rector directly was issued options to purchase 3,000,000 shares of common stock.
- F2Represents 2,150,000 options to purchase shares of the Issuer's common stock, which shall vest immediately