SEC Form 4 · accession 0001328319-15-000061
LIONBRIDGE TECHNOLOGIES INC /DE/ · LIOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula Shannon
Officer — Chief Sales Officer, SVP
Period of report
Nov 12, 2015
Accepted (ET)
Nov 13, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Nov 12, 2015 | M | 9,000 | $1.68 | A | 775,645 | D | |
| common stock | Nov 12, 2015 | M | 12,375 | $1.70 | A | 788,020 | D | |
| common stock | Nov 12, 2015 | M | 40,000 | $2.32 | A | 828,020 | D | |
| common stock | Nov 12, 2015 | M | 40,000 | $3.91 | A | 868,020 | D | |
| common stock | Nov 12, 2015 | M | 30,625 | $2.73 | A | 898,645 | D | |
| common stock | Nov 12, 2015 | M | 12,500 | $4.00 | A | 911,145 | D | |
| common stockF1,F2 | Nov 12, 2015 | S | 117,640 | $5.3212 | D | 793,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| option right to purchase | $1.68 | Nov 12, 2015 | M | 9,000 | D | Jan 5, 2010 | Jan 5, 2016 | common stock | 9,000 | 0 | D |
| option right to purchase | $1.70 | Nov 12, 2015 | M | 12,375 | D | May 14, 2010 | May 14, 2016 | common stock | 12,375 | 0 | D |
| option right to purchase | $2.32 | Nov 12, 2015 | M | 40,000 | D | Jan 28, 2011 | Jan 28, 2017 | common stock | 40,000 | 0 | D |
| option right to purchase | $3.91 | Nov 12, 2015 | M | 40,000 | D | Jan 28, 2012 | Jan 28, 2018 | common stock | 40,000 | 0 | D |
| option right to purchase | $2.73 | Nov 12, 2015 | M | 30,625 | D | Feb 2, 2013 | Feb 2, 2022 | common stock | 30,625 | 0 | D |
| option right to purchase | $4.00 | Nov 12, 2015 | M | 12,500 | D | Jan 4, 2014 | Jan 4, 2023 | common stock | 12,500 | 0 | D |
Explanation of responses
- F1Exercise and Sale of 117,640 NQ options of which, 61,375 were exercise and sell and 56,265 were exercise to cover, with an average price of $5.3212: 405 shares at $5.53; 1,100 shares at $5.52; 1,100 shares at $5.49; 700 shares $5.47; 19 shares at $5.46; 200 shares at $5.455; 18,197 shares at $5.45; 1,717 shares at $5.44; 7,450 shares at $5.43; 2,900 shares at $5.42; 2,000 shares at $5.41; 100 shares at $5.40; 147 shares at $5.39; 2,300 shares at $5.38; 1,900 shares at $5.37; 1,200 shares at $5.36; 217 shares at $5.35; 4,330 shares at $5.34; 5,229 at $5.33; 9,064 shares at $5.32; 11,616 shares at $5.31; 9,545 at $5.30; 3,600 shares at $5.29; 2,570 shares at $5.28; 1,100 shares at $5.27; 200 shares at $5.26; 1,590 shares at $5.25; 800 shares at $5.24; 1,200 shares at $5.23; 2,300 shares at $5.22; 1,900 shares at $5.21; 4,600 shares at $5.20; 1,100 shares at $5.19; 1,600 shares at $5.18; 470 shares at $5.17; 4,500 shares at $5.16; 1,500 shares at $5.15; continued footnote 2
- F21,674 shares at $5.13; 300 shares at $5.11 and 5,200 shares at $5.10.