SEC Form 4 · accession 0001328319-15-000049
LIONBRIDGE TECHNOLOGIES INC /DE/ · LIOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy L De Chazal
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | May 1, 2015 | M | 10,000 | $4.27 | A | 280,964 | D | |
| common stock | May 1, 2015 | M | 10,000 | $5.75 | A | 290,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| option right to purchaseF1 | $4.27 | May 1, 2015 | M | 10,000 | D | May 20, 2006 | May 20, 2015 | common stock | 10,000 | 0 | D |
| option right to purchaseF2 | $5.75 | May 1, 2015 | M | 10,000 | D | May 3, 2011 | May 3, 2015 | common stock | 10,000 | 0 | D |
| option right to purchaseF3 | $5.56 | May 4, 2015 | A | 6,024 | A | May 4, 2016 | May 4, 2020 | common stock | 6,024 | 6,024 | D |
| restricted share unitsF4 | $0.00 | May 4, 2015 | A | 6,295 | A | Jun 4, 2016 | Jun 10, 2016 | common stock | 6,295 | 6,295 | D |
Explanation of responses
- F1Exercise and hold of 10,000 NQ option shares granted on 20 May 2005 with an exercise price of $4.27 and expiring on 20 May 2015.
- F2Exercise and hold of 10,000 NQ option shares granted on 3 May 2010 with an exercise price of $5.75 and expiring on 3 May 2015
- F3Grant of NQ stock option under 2011 Stock Incentive Plan vesting ratably over 2 years.
- F4Grant of restricted share units under 2011 Stock Incentive Plan with full vesting of all restricted shares units on the 13-month anniversary of the grant date.