SEC Form 4 · accession 0001209191-18-017306
CHIPOTLE MEXICAN GRILL INC · CMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian R Niccol
Officer — Chief Executive Officer · Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | A | 30,141 | $0.00 | A | 30,141 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Inducement SOSARsF2 | $400.20 | Mar 5, 2018 | A | 53,086 | A | Mar 5, 2019 | Mar 5, 2025 | Common stock | 53,086 | 53,086 | D |
| 2018 Make-Whole SOSARsF2 | $352.18 | Mar 5, 2018 | A | 114,840 | A | Mar 5, 2019 | Mar 5, 2025 | Common stock | 114,840 | 114,840 | D |
Explanation of responses
- F1Represents an award of restricted stock to the reporting person, which will vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.
- F2The SOSARs awarded to the reporting person vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.