SEC Form 4 · accession 0001209191-18-003045
CHIPOTLE MEXICAN GRILL INC · CMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis E Garner
Officer — Chief Digital & Info. Officer
Period of report
Jan 7, 2018
Accepted (ET)
Jan 9, 2018 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 7, 2018 | A | 4,780 | $0.00 | A | 4,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 retention SOSARsF2 | $313.79 | Jan 7, 2018 | A | 18,386 | A | Jan 7, 2020 | Jan 7, 2025 | Common stock | 18,386 | 18,386 | D |
| 2017 stock appreciation rightsF3 | $427.61 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2024 | Common stock | 25,000 | 25,000 | D |
| 2016 stock appreciation rightsF3 | $417.22 | holding | — | — | — | Apr 27, 2018 | Apr 27, 2023 | Common stock | 25,000 | 25,000 | D |
| 2015 stock appreciation rightsF3 | $554.86 | holding | — | — | — | Dec 15, 2017 | Dec 15, 2022 | Common stock | 11,000 | 11,000 | D |
Explanation of responses
- F1Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.
- F2The Stock Appreciation Rights awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.
- F3The Stock Appreciation Rights held by the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.