SEC Form 4 · accession 0001209191-18-003044
CHIPOTLE MEXICAN GRILL INC · CMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Ells
Officer — Chairman & Co-CEO · Director
Period of report
Jan 7, 2018
Accepted (ET)
Jan 9, 2018 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 84,543 | D | ||
| Common stock | holding | — | — | — | 12,519 | I | Ells Dynasty Trust Holdings LLC | |
| Common stock | holding | — | — | — | 99,740 | I | Ells DE Trust Holdings LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Special Stock Appreciation Rights | $500.00 | Jan 7, 2018 | A | 175,000 | A | Jan 4, 2021 | Jan 4, 2022 | Common stock | 75,000 | 175,000 | D |
| 2014 Stock Appreciation RightsF1 | $543.20 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2021 | Common stock | 87,500 | 87,500 | D |
| 2014 Performance SOSARs | $543.20 | holding | — | — | — | May 10, 2016 | Feb 3, 2021 | Common stock | 43,750 | 43,750 | D |
Explanation of responses
- F1One half of the 2014 Stock Appreciation Rights vested on February 3, 2016 and the remaining half vested on February 3, 2017.