SEC Form 4/A · accession 0001209191-15-051953
CHIPOTLE MEXICAN GRILL INC · CMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steve Ells
Officer — Chairman & Co-CEO · Director
Period of report
May 18, 2015
Accepted (ET)
Jun 10, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | F | 9,807 | $636.10 | D | 127,326 | D | |
| Common StockF2 | May 18, 2015 | S | 590 | $636.10 | D | 119,633 | D | |
| Common StockF1 | May 19, 2015 | F | 8,753 | $636.75 | D | 128,380 | D | |
| Common StockF2 | May 19, 2015 | S | 536 | $636.75 | D | 119,633 | D | |
| Common StockF1 | May 20, 2015 | F | 8,799 | $633.36 | D | 128,334 | D | |
| Common StockF2 | May 20, 2015 | S | 490 | $633.36 | D | 119,633 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Form 4 filed on the reporting person's behalf on May 20, 2015 incorrectly reported the number of shares withheld in connection with exercises of stock-only stock appreciation rights by the reporting person on May 18, May 19, and May 20, 2015 pursuant to a Sales Plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. These errors, which resulted from execution errors by the administrator of the Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan, have been corrected, and the number of shares reflected in these lines reflect the total number of shares withheld in connection with exercises on each respective date.
- F2As a result of the errors described in footnote 1, the Form 4 filed on the reporting person's behalf on May 20, 2015 also incorrectly reported the total number of shares sold on the reporting person's behalf in connection with the exercises of stock-only stock appreciation rights on May 18, May 19, and May 20, 2015 under the Sales Plan. These lines reflect the total number of additional shares sold in connection with such exercises.