SEC Form 4 · accession 0001209191-15-035704
CHIPOTLE MEXICAN GRILL INC · CMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Hartung
Officer — Chief Financial Officer
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2015 | M | 12,500 | $268.73 | A | 42,892 | D | |
| Common Stock | Apr 21, 2015 | M | 2,500 | $268.73 | A | 45,392 | D | |
| Common Stock | Apr 21, 2015 | F | 1,948 | $690.00 | D | 43,444 | D | |
| Common Stock | Apr 21, 2015 | F | 1,934 | $695.00 | D | 41,510 | D | |
| Common Stcok | Apr 21, 2015 | F | 1,924 | $699.00 | D | 39,586 | D | |
| Common Stock | Apr 21, 2015 | S | 3,052 | $690.00 | D | 36,534 | D | |
| Common Stock | Apr 21, 2015 | S | 3,066 | $695.00 | D | 33,468 | D | |
| Common Stock | Apr 21, 2015 | S | 3,076 | $699.00 | D | 30,392 | D | |
| Common Stock | holding | — | — | — | 72 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2011 Performance SOSARs | $268.73 | Apr 21, 2015 | M | 12,500 | D | Feb 11, 2013 | Feb 11, 2018 | Common Stock | 12,500 | 0 | D |
| 2011 Stock Appreciation Rights | $268.73 | Apr 21, 2015 | M | 2,500 | D | Feb 11, 2014 | Feb 11, 2018 | Common Stock | 2,500 | 0 | D |
| 2012 Stock Appreciation Rights | $371.63 | holding | — | — | — | Feb 6, 2014 | Feb 6, 2019 | Common Stock | 25,000 | 25,000 | D |
| 2012 Performance SOSARs | $371.63 | holding | — | — | — | Feb 6, 2014 | Feb 6, 2019 | Common Stock | 25,000 | 25,000 | D |
| 2013 Stock Appreciation RightsF2 | $318.45 | holding | — | — | — | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 25,000 | 25,000 | D |
| 2013 Performance SOSARs | $318.45 | holding | — | — | — | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 12,500 | 12,500 | D |
| 2014 Stock Appreciation RightsF3 | $543.20 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2021 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended.
- F2One half of the 2013 Stock Appreciation Rights vested on February 7, 2015 and the remaining half are scheduled to vest on February 7, 2016, subject to possible acceleration of vesting.
- F3The 2014 Stock Appreciation Rights are scheduled to vest in equal installments on February 3, 2016 and February 3, 2017, subject to possible acceleration of vesting.