SEC Form 4 · accession 0001209191-18-054910
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Murphy
Officer — CEO and President · Director
Period of report
Oct 11, 2018
Accepted (ET)
Oct 12, 2018 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 11, 2018 | M | 32,625 | $0.00 | A | 146,303 | I | By Trust |
| Common SharesF1 | Oct 11, 2018 | F | 16,917 | $17.72 | D | 129,386 | I | By Trust |
| Common Shares | holding | — | — | — | 1,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Oct 11, 2018 | M | 32,625 | D | — | — | Common Stock | 32,625 | 97,875 | D |
Explanation of responses
- F1Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007.
- F2Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
- F3Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.
- F4These RSUs vest in quarterly installments on each of 10/11/2018, 1/11/2019, 4/11/2019 and 7/11/2019.