SEC Form 3 · accession 0001209191-18-041998
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willem A Meintjes
Officer — CAO Controller
Period of report
Jun 29, 2018
Accepted (ET)
Jul 9, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 17,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | $0.00 | holding | — | — | — | — | — | Common shares | 6,699 | — | D |
| Restricted stock unitsF1,F3 | $0.00 | holding | — | — | — | — | — | Common shares | 10,279 | — | D |
| Restricted stock unitsF1,F4 | $0.00 | holding | — | — | — | — | — | Common shares | 17,577 | — | D |
| Restricted stock unitsF1,F5 | $0.00 | holding | — | — | — | — | — | Common shares | 14,789 | — | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.
- F2The RSUs vest 50% on June 15, 2018, and 50% on June 15, 2019.
- F3The RSUs vest 50% on April 15, 2019, and 50% on April 15, 2020.
- F4The RSUs vest as to 33% on April 15, 2019 and in eight equal quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021.
- F5The RSUs vest 100% on June 15, 2019.