SEC Form 4 · accession 0001209191-18-040085
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bethany Mayer
Director
Period of report
Jun 28, 2018
Accepted (ET)
Jun 29, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 28, 2018 | M | 1,275 | $0.00 | A | 1,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 28, 2018 | M | 1,275 | D | — | — | Common Shares | 1,275 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 28, 2018 | A | 10,105 | A | — | — | Common Shares | 10,105 | 10,105 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share.
- F2These RSUs vested as to 100% of the shares on June 28, 2018.
- F3Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant.