SEC Form 4 · accession 0001209191-18-038575
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Strachan
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 15, 2018 | M | 12,636 | $0.00 | A | 32,338 | D | |
| Common SharesF1 | holding | — | — | — | 11,298 | I | By Trust | |
| Common SharesF2 | holding | — | — | — | 7,860 | I | By IRA | |
| Common SharesF3 | holding | — | — | — | 7,830 | I | By Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Right to Buy)F4,F5 | — | Jun 15, 2018 | M | 12,636 | D | — | — | Common Shares | 12,636 | 0 | D |
Explanation of responses
- F1Shares held under the Strachan Revocable Trust DTD 1/26/01, a trust of which the Reporting Person is a trustee and beneficiary.
- F2Shares held under the MSSB C/F IRA Standard Michael G. Strachan.
- F3Shares held under the MSSB C/F IRA Standard Patricia K. Strachan.
- F4Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share.
- F5These RSUs vested as to 100% of the shares on June 15, 2018.