SEC Form 4 · accession 0001209191-18-025167
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Y. Kim
Officer — Chief Technology Officer
Period of report
Apr 15, 2018
Accepted (ET)
Apr 17, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Option (Right to Buy)F2,F3 | — | Apr 15, 2018 | A | 31,259 | A | — | — | Common Stock | 31,259 | 31,259 | D |
Explanation of responses
- F1Includes 1,401 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on December 7, 2017 in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share.
- F3The RSUs vest as to 33% on April 15, 2019 and in eight equal quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021.