SEC Form 4 · accession 0001209191-18-020437
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean X. Hu
Officer — Chief Financial Officer
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 14,915 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 14, 2018 | A | 78,946 | A | Sep 12, 2019 | Sep 12, 2019 | Common Stock | 78,946 | 78,946 | D |
Explanation of responses
- F1Includes 773 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on December 7, 2017, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934.
- F2These restricted stock units ("RSUs") were subject to performance criteria that have been satisfied. The RSUs vest in full on the "exercisable date" as set forth in Table II, Column 6.