SEC Form 4 · accession 0001209191-17-040551
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tudor Brown
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 16, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 15, 2017 | M | 8,011 | $0.00 | A | 8,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire)F1,F2 | — | Jun 15, 2017 | M | 8,011 | D | — | Dec 7, 2026 | Common Shares | 8,011 | 0 | D |
| Restricted Stock Units (Right to Acquire)F1,F3 | — | Jun 15, 2017 | A | 12,636 | A | — | Jun 15, 2027 | Common Shares | 12,636 | 12,636 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represented a contingent right to receive one Marvell common share.
- F2These RSUs vested as to 100% of the shares on June 15, 2017.
- F3Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the RSU grant date.