SEC Form 4 · accession 0001209191-17-027303
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Koopmans
Officer — EVP, Networking & Connec.
Period of report
Apr 15, 2017
Accepted (ET)
Apr 18, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire)F2,F3 | — | Apr 15, 2017 | A | 25,069 | A | — | — | Common Stock | 25,069 | 25,069 | D |
Explanation of responses
- F1Includes 1,548 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on December 7, 2016, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934.
- F2Each restricted stock unit ("RSU") represented a contingent right to receive one Marvell common share.
- F3The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020.