SEC Form 4 · accession 0001209191-16-155972
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Lagatta
Officer — EVP of Sales & Marketing
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Right to Acquire)F1,F2 | — | Dec 15, 2016 | A | 16,563 | A | — | — | Common Shares | 16,563 | 16,563 | D |
| Restricted Stock Units (Right to Buy)F1,F2 | — | Dec 15, 2016 | A | 41,407 | A | — | — | Common Shares | 41,407 | 41,407 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common stock upon vesting.
- F2The RSUs vest as to 33% on December 15, 2017, 33% on December 15, 2018 and 34% on December 15, 2019.