SEC Form 4 · accession 0001209191-16-148869
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Caron
Officer — Corporate Controller and CAO
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Right to Acquire)F1,F2 | — | Nov 4, 2016 | A | 17,987 | A | — | — | Common Shares | 17,987 | 17,987 | D |
| Restricted Stock Units (Right to Acquire)F1,F2 | — | Nov 4, 2016 | A | 19,968 | A | — | — | Common Shares | 19,968 | 19,968 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU"), granted at zero cost, represents a contingent right to receive one Marvell common share.
- F2The RSUs vest as to 33% on October 15, 2017, 33% on October 15, 2018 and 34% on October 15, 2019.