SEC Form 4 · accession 0001140361-17-035668
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Sep 13, 2017 | S | 1,000,000 | $17.7349 | D | 40,514,448 | I | By SSWD LLC |
| Common SharesF4,F2,F3 | Sep 14, 2017 | S | 375,000 | $18.1293 | D | 40,139,448 | I | By SSWD LLC |
| Common SharesF2 | holding | — | — | — | 3,468,895 | D | ||
| Common SharesF2,F5 | holding | — | — | — | 18,253,334 | I | By Sutardja Family LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $17.87, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvel"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
- F2These securities are jointly owned by Ms. Weili Dai and Dr. Sehat Sutardja who are members of a "Group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Dr. Sutardja and Ms. Dai are husband and wife.
- F3Ms. Dai and Dr. Sutardja are the managing members of SSWD LLC, a Delaware limited liability company.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.87 to $18.37, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvel"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
- F5Ms. Dai and Dr. Sutardja are the managing members of the Sutardja Family LLC, a Delaware limited liability company.