SEC Form 4 · accession 0000899243-16-029607
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zining Wu
Officer — Chief Technology Officer
Period of report
Sep 7, 2016
Accepted (ET)
Sep 21, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 119,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Right to Acquire)F1,F2 | — | Sep 7, 2016 | A | 38,400 | A | — | — | Common Shares | 38,400 | 38,400 | D |
| Restricted Stock Units (Right to Acquire)F1,F2 | — | Sep 7, 2016 | A | 31,670 | A | — | — | Common Shares | 31,670 | 31,670 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU"), granted at zero cost, represents a contingent right to receive one Marvell common share.
- F2The RSUs vest 33%, 33% and 34% in annual installments beginning on September 15, 2017.