SEC Form 4/A · accession 0001209191-16-109550
FIRST BANCORP /PR/ · FBP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald Kafka
Officer — Chief Operating Officer
Period of report
Apr 22, 2015
Accepted (ET)
Mar 18, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First BanCorp Common Stock | Apr 22, 2015 | F | 14,092 | $6.54 | D | 25,908 | D | |
| First BanCorp Common Stock | Mar 16, 2016 | A | 105,263 | $2.85 | A | 131,171 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to cover taxes related to restricted stock that vested on April 22, 2015 pursuant to the terms of the restricted stock award made on January 22, 2015.
- F2To report witholdings of shares to cover tax witholdings requirements related to restricted stock that vested on April 22, 2015 pursuant to the terms of the restricted stock award made on January 22, 2015 and to correct amount of securities beneficially owned following the reported transactions.
- F3Issued pursuant to the First BanCorp 2008 Omnibus Incentive Plan, as amended. The shares shall fully vest solely on the basis of the passage of time over a two-year period on March 16, 2018. Notwithstanding vesting, the reporting person will be restricted from transferring the shares pursuant to additional TARP related restrictions.