SEC Form 4 · accession 0001225208-16-028104
WEST PHARMACEUTICAL SERVICES INC · WST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Malone
Officer — Vice President & Controller
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | A | 2,271 | $59.64 | A | 24,737 | D | |
| Common StockF2,F3 | Feb 23, 2016 | A | 1,953 | $59.64 | A | 26,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $59.64 | Feb 23, 2016 | A | 6,504 | A | Feb 23, 2017 | Feb 23, 2026 | Common Stock | 6,504 | 6,504 | D |
Explanation of responses
- F1Bonus and incentive shares granted on 02/23/2016.
- F2Shares represent the portion of the Performance Share Unit Award granted in 2013 that have vested for period 12.
- F3Reflects additional shares purchased through dividend reinvestments based on most recent plan statement.