SEC Form 4/A · accession 0001273348-16-000039
New Concept Energy, Inc. · GBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Arcadian Energy, Inc.
10% Owner
Period of report
Sep 28, 2016
Accepted (ET)
Oct 27, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.01 per shareF2 | Sep 28, 2016 | S | 58,875 | $3.53 | D | 449,969 | I | by subsidiary, URC Energy LLC |
| common stock, par value $0.01 per shareF2 | Sep 29, 2016 | S | 88,001 | $3.07 | D | 361,968 | I | by subsidiary, URC Energy LLC |
| common stock, par value $0.01 per shareF2 | Sep 30, 2016 | S | 18,700 | $3.04 | D | 343,268 | I | by subsidiary, URC Energy LLC |
| common stock, par value $0.01 per shareF1 | holding | — | — | — | 73,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1originally incorrectly reported as 68,331 due to a math error; 73,007 is the correct number of shares as of these dates.
- F2sold by URC Energy LLC, a disregarded wholly owned subsidiary of Arcadian Energy LLC