SEC Form 4/A · accession 0001273348-16-000038
New Concept Energy, Inc. · GBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Arcadian Energy, Inc.
10% Owner
Period of report
Sep 27, 2016
Accepted (ET)
Oct 17, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.01 per shareF2 | Sep 27, 2016 | S | 40,274 | $3.72 | D | 508,844 | I | by subsidiary URC Energy LLC |
| common stock, par value $0.01 per shareF1 | holding | — | — | — | 73,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1incorrectly originally reported as 68,131 due to a math error; should be 73,007
- F2originally incorrectly reported as 40,123 [ several times, but only one sale] - correct number is 40,274 shares. Sold by URC Energy LLC, a wholly owned (and disregarded for tax purposes) subsidiary of which Arcadian Energy, Inc. is the Managing Member.